• Skip to main content

The Department of Labor Fiduciary and Best Interest Rule

The DOL Rule, its requirements and the timing for compliance can be overwhelming. What’s important to know is that you’re not alone. AimcoR members have the resources to assist agents and provide support in helping agents comply with the Rule. Contact your local AimcoR member firm for consultative services and additional information as to how we can help.

Whitepapers – DOL Conflicts of Interest Ruling

  • DOL Insights – What is it?
  • DOL Insights – Best Interest Contract Exemption (BICE)
  • DOL Insights – Impartial Conduct Standards
  • DOL Insights – Prohibited Transaction Exemption 84-24
  • A Prudent Process
  • The DOL Rule and Independent Agents
  • Overview Deck of DOL Ruling – Presentation

The Definition of a Fiduciary

  • Who is a Fiduciary
  • Acting as a Fiduciary – 4 Critical Components
  • 6 Parts of a Fiduciary Friendly Financial Plan
  • The Car Salesman Who’s Now a Fiduciary

What Institutions and Advisors Should Consider

  • It takes a team – Specialist vs. Generalist
  • A Prudent Process – Infographic

Information About AimcoR Group, LLC

  • Partnering with an AimcoR Firm
  • The Value of AimcoR

Industry Association Resources

  • LIMRA DOL Website
  • NAIC – DOL Fiduciary Rule
  • NAIFA – DOL Fiduciary
  • SIFMA – DOL Resource Center

Department of Labor Links

  • DOL Field Bulletin No 2017-02
  • DOL Conflicts of Interest Transition Period FAQs

Insurance Company Resources

  • AIG DOL Resources
  • Nationwide Financial – DOL
  • OneAmerica – Fiduciary Rule
  • Principal – DOL Regulations
  • Voya Financial – Fiduciary Ruling 360

Important Supporting Documents

  • Life
  • Long-Term Care
  • Disability Income
  • Sample 84-24 Disclosure
  • Sample Best Interest Questionnaire
  • Sample Transition DOL Suitability Profile

This information is for financial professional use only and is not approved for use with the general public.

The information presented here is provided at a high and non-individualized level. Each aspect of the DOL rule may be subject to additional conditions and requirements. The information provided is not legal advice. Please consult your legal advisor if you have questions.

For more information about AimcoR Group call 866.428.0108 or visit www.aimcorgroup.com